Building the case for Vanguard to enter into a new market

Vanguard, February 2025 – March 2025

Activities

Design thinking, User flows, UX, UI

Contributions

I led the design of a proof of concept (POC) for a microsite aimed at expanding Vanguard's offering to include hybrid annuity target retirement trusts, essentially another way for participants to diversify their retirement portfolio.

Overview

Over the course of a 3 week design sprint, I needed to design a microsite POC to arm senior leadership with a concept to include in a roadshow to consultants and plan sponsors in the record-keeping industry.


The microsite needed to be seamless, a quick & digestible experience, informative and engaging for participants who either default or opt in for the hybrid annuity target retirement trust. It needed to encompass the journey from onboarding to annuitization, clearly demonstrating how annuitizing a portion of a participants' retirement plan can help them achieve their financial goals.

The requirements

Education and guidance: Provide straight-forward education and guidance, including personalized site details, a demonstration of hybrid annuity target retirement trust features and benefits, key considerations for annuitization, and answers to frequently asked questions.


Not all participants will have the same level of knowledge on this new product, so cater to different knowledge levels.

Modeling experience: Include both a static hypothetical modeling experience and a dynamic modeling experience to illustrate how annuitized amounts translate into guaranteed monthly income, and to compare annuitizing a portion of the TDF balance with a traditional monthly drawdown.

Annuitization process: Deliver a step-by-step guide on the annuitization process, complemented by additional support from an annuity provider representative.

The constraints

No dev team during the 3 week sprint, as the dev vendor contract had not been established yet. We needed to use existing patterns that we know the feasibility of.

Balancing this off the side of the desk work with ongoing product team work on the financial wellness product.

No time for new project specific research.

Timeline shifted from a 4 week sprint to a 3 week sprint.

User flows

I first created user flows to understand the short journey a participant would take in understanding, modeling, and making decisions on hybrid annuity target retirement trusts (HATRT). We dissolved the 3 main user groups into:

  1. I have no idea what a HATRT is

  2. I know what a HATRT is, but I want to know what it could look like for me

  3. I've made my decision, show me how I can start the annuitization process

Information architecture

From the list of requirements I was given, I created the information architecture of the microsite. This would provide me the base foundation of what needed to be covered in each section of the microsite

EDUCATION

Education

Main question to be addressed: How much income can I receive in retirement?

Education

Understanding hybrid annuities (clear & simple explanations)


  • What is an annuity?

  • Why should I consider annuitizing a portion of my portfolio?

Education

Top 3 questions the participant needs to answer:

  1. Do I want to annuitize?

  2. When should I annuitize?

  3. How much should I annuitize?

Education

Benefits of annuitizing:

  • Customized stream of income

  • Longevity protection

  • Protection against market downturns

  • Portfolio diversification

  • Inflation protection

  • Risk management

  • Access to human support

Education

Fees


Easy to understand breakdown of all associated fees and expenses so a participant can assess the true cost of annuitization

Education

Access to FAQs

Education

Easy to digest short videos explaining:

  • How HATRT works

  • Benefits of guaranteed income

  • Annuitization process

MODELING

Modeling

Allow me to model:

  • Anticipated retirement age

  • Desired monthly/annual income amount

  • Portion of the portfolio I wish to annuitize

Modeling

Compare

  • Standard drawdown
    AGAINST

  • A partially annuitized drawdown

Modeling

Scope should be limited to TDF balance - not creating a holistic income picture

Modeling

Allow me to model annuitizing 0% -> 100% of my TDF balance

Modeling

(For MVP in lieu of personalized modeling)


Give me visual aids so I understand the split between:

  • Growth assets

  • Annuitized assets

Show me a generic modeling example and provide me with a step-by-step guide on how to annuitize.

ANNUITIZATION

Annuitization

Schedule-a-call functionality

Annuitization

For one set of participants - scheduling time directly with annuity provider


For other set of participants - scheduling time with Vanguard

FAQs

FAQs

Cover any questions a participant may have in the HATRT space

EDUCATION

Education

Main question to be addressed: How much income can I receive in retirement?

Education

Understanding hybrid annuities (clear & simple explanations)


  • What is an annuity?

  • Why should I consider annuitizing a portion of my portfolio?

Education

Top 3 questions the participant needs to answer:

  1. Do I want to annuitize?

  2. When should I annuitize?

  3. How much should I annuitize?

Education

Benefits of annuitizing:

  • Customized stream of income

  • Longevity protection

  • Protection against market downturns

  • Portfolio diversification

  • Inflation protection

  • Risk management

  • Access to human support

Education

Fees


Easy to understand breakdown of all associated fees and expenses so a participant can assess the true cost of annuitization

Education

Access to FAQs

Education

Easy to digest short videos explaining:

  • How HATRT works

  • Benefits of guaranteed income

  • Annuitization process

MODELING

Modeling

Allow me to model:

  • Anticipated retirement age

  • Desired monthly/annual income amount

  • Portion of the portfolio I wish to annuitize

Modeling

Compare

  • Standard drawdown
    AGAINST

  • A partially annuitized drawdown

Modeling

Scope should be limited to TDF balance - not creating a holistic income picture

Modeling

Allow me to model annuitizing 0% -> 100% of my TDF balance

Modeling

(For MVP in lieu of personalized modeling)


Give me visual aids so I understand the split between:

  • Growth assets

  • Annuitized assets

Show me a generic modeling example and provide me with a step-by-step guide on how to annuitize.

ANNUITIZATION

Annuitization

Schedule-a-call functionality

Annuitization

For one set of participants - scheduling time directly with annuity provider


For other set of participants - scheduling time with Vanguard

FAQs

FAQs

Cover any questions a participant may have in the HATRT space

Overcomplicating modeling

While I ran through multiple iterations of wireframes for the microsite, a key component was the modeling experiences, both static and dynamic. Looking at competitor examples and letting the complexity of annuities influence me. There were many components to annuities, different inputs that you could tweak, so I initially tried to reflect that in a participants modeling experience.


Being the designer putting these together, I quickly became confused and saw the need for simplification and a human touch to the experience.

Making things simple

After more iterations and looking at the key data points that participants needed to understand, I led the design into a conversational approach. This would feel natural to users and let them adjust any input field they wanted to in order to get the outcome they needed.


By modeling the HATRT balance, annuitization percentage, retirement age, and monthly annuity income – participants could now understand what annuitization could look like for them.

The microsite POC

After multiple wireframes, hi-fidelity mockups, and rounds of feedback, I landed on the final POC prototype that our senior leadership team would take out to consultants and plan sponsors on their roadshow.

Landing page

  • Balance and fund data is displayed to affirm participant’s personal information

  • Pathways guide participants further into the microsite based on their level of understanding/desired next steps

  • Short, easy to digest video series supports alternate learning styles

  • Education quickly highlights the benefits of annuitizing and FAQs provide the option to go deeper

Learning pathway

  • Side navigation establishes hierarchy with tabbed sections highlighting key participant areas of focus


  • FAQ option to go deeper persists at the bottom of the page

Hypothetical modeling

  • Hypothetical scenario helps participants think practically about what an annuity could look like for them

  • Connect with an agent encourages human support and guidance during the modeling phase

Dynamic modeling

  • Conversational approach supports dynamic modeling


  • Input fields allow participant to personalize their guaranteed income scenarios

Conclusion

I have never felt more prepared and confident walking into a client meeting in my life”
-Senior leader presenting to consultants


Overall, this design sprint was a huge success. With having limited resources and timing, our small team successfully delivered a proof of concept prototype that exceeded consultants expectations. Our work directly contributed to the microsite getting fully funded and assigned to a dedicated team to take the concept further and develop it.

Sean Voelkel –

EDUCATION

Education

Main question to be addressed: How much income can I receive in retirement?

Education

Understanding hybrid annuities (clear & simple explanations)


  • What is an annuity?

  • Why should I consider annuitizing a portion of my portfolio?

Education

Top 3 questions the participant needs to answer:

  1. Do I want to annuitize?

  2. When should I annuitize?

  3. How much should I annuitize?

Education

Benefits of annuitizing:

  • Customized stream of income

  • Longevity protection

  • Protection against market downturns

  • Portfolio diversification

  • Inflation protection

  • Risk management

  • Access to human support

Education

Fees


Easy to understand breakdown of all associated fees and expenses so a participant can assess the true cost of annuitization

Education

Access to FAQs

Education

Easy to digest short videos explaining:

  • How HATRT works

  • Benefits of guaranteed income

  • Annuitization process

MODELING

Modeling

Allow me to model:

  • Anticipated retirement age

  • Desired monthly/annual income amount

  • Portion of the portfolio I wish to annuitize

Modeling

Compare

  • Standard drawdown
    AGAINST

  • A partially annuitized drawdown

Modeling

Scope should be limited to TDF balance - not creating a holistic income picture

Modeling

Allow me to model annuitizing 0% -> 100% of my TDF balance

Modeling

(For MVP in lieu of personalized modeling)


Give me visual aids so I understand the split between:

  • Growth assets

  • Annuitized assets

Show me a generic modeling example and provide me with a step-by-step guide on how to annuitize.

ANNUITIZATION

Annuitization

Schedule-a-call functionality

Annuitization

For one set of participants - scheduling time directly with annuity provider


For other set of participants - scheduling time with Vanguard

FAQs

FAQs

Cover any questions a participant may have in the HATRT space